BaFin consulting

We can advise you on the following matters with regard to the BaFin [the Federal Financial Supervisory Authority]:

  • Authorisation procedure for securities sale prospectuses
  • Duty of disclosure in accordance with the Banking and Credit Business Act, the Securities Act and the Securities Transfer Act
  • Licensing as a financial services institution
  • Securities transfer law
  • Business offence matters in cases of suspected illicit banking business and the provision of illicit financial services